Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Dowling is a financial advisor with over 30 years of experience in the industry. Curtis has held positions with several reputable firms, including Great American Advisors, Inc., Fortis Investors, Inc., Prudential Insurance Company of America and Lincoln Investment. Curtis is currently registered with LPL Financial LLC and is licensed to provide financial advice in Florida, Texas and Wisconsin. He holds Series 6, 7 and 63 licenses, as well as the SIE designation. Curtis provides financial planning services for a wide range of clients, including individuals, families, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
02/14/2018 - Present
LPL Financial LLC (RIPON WI)
WI
01/29/2016 - 02/14/2018
SII INVESTMENTS, INC. (WATERFORD WI)
WI
01/13/2015 - 02/03/2016
WOODBURY FINANCIAL SERVICES, INC. (MENOMONEE FALLS WI)
WI
03/18/2013 - 01/30/2015
SIGNATOR INVESTORS, INC. (BROOKFIELD WI)
MN
08/02/2010 - 03/22/2013
LINCOLN INVESTMENT (MINNEAPOLIS MN)
MN
10/05/2000 - 08/02/2010
GREAT AMERICAN ADVISORS, INC. (MINNEAPOLIS MN)
MN
02/26/1996 - 10/04/2000
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
01/29/1992 - 02/14/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/29/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IN
09/04/1986 - 12/31/1990
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
BC
Issued 10/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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