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Curtis James Behrend

Pruco Securities, LLC

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About Curtis James Behrend

Curtis Behrend is an investment advisor representative associated with Pruco Securities, LLC, based in Maryville, Missouri. Curtis has over 11 years of experience in the financial services industry. Curtis holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Curtis has also obtained the Certified Financial Planner designation. Curtis focuses on providing financial planning and investment advice to individuals, families, and businesses. Curtis has experience with various investment strategies, including stocks, bonds, mutual funds, and exchange-traded funds. Curtis is committed to providing clients with personalized advice and helping them achieve their financial goals.

Firm Information

Curtis Behrend is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Curtis Behrend’s Registration & Firm History

MO

10/31/2023 - Present

Pruco Securities, LLC (Maryville MO)

MO

04/20/2012 - 11/01/2023

THRIVENT INVESTMENT MANAGEMENT INC. (MARYVILLE MO)

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Licenses & Designations

IA

Issued 10/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2014

Series 7 - General Securities Representative Examination

BC

Issued 04/19/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Curtis James Behrend.
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