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Curtis James

Equity Services, Inc.

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About Curtis James

Curtis James is a financial advisor with Equity Services, Inc. Curtis has been in the financial services industry since 2011. Curtis is licensed in 14 states and is a registered investment advisor in Florida. Curtis has a strong background in financial planning, portfolio management, and insurance. Curtis James is committed to providing personalized financial advice to individuals and families. Curtis has experience working with clients of all ages and income levels.

Firm Information

Curtis James is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Curtis James’s Registration & Firm History

GA

05/11/2020 - Present

Equity Services, Inc. (ATLANTA GA)

FL

07/08/2011 - 01/03/2020

NYLIFE SECURITIES LLC (JACKSONVILLE FL)

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Licenses & Designations

IA

Issued 05/08/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Curtis James.
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