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Curtis Jacob Spaulding

PFS Investments Inc.

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About Curtis Jacob Spaulding

Curtis Jacob Spaulding has been in the financial services industry since July 2007 and is registered with the State of Michigan. Curtis Jacob Spaulding is currently employed by PFS Investments Inc., and has been with the firm since May 2007. Curtis Jacob Spaulding is a registered representative, and an Investment Advisor Representative for PFS Investments Inc. Curtis Jacob Spaulding is a licensed Series 6, 26, 63 and 65 licensed representative. Curtis Jacob Spaulding also holds the SIE designation. Curtis Jacob Spaulding has a broad range of experience in the financial services industry, including a background in sales of investment-related products, sales of loan products, and home security and automation products.

Firm Information

Curtis Spaulding is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Curtis Spaulding’s Registration & Firm History

GA

01/06/2024 - Present

PFS Investments Inc. (ROSWELL GA)

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Licenses & Designations

IA

Issued 03/14/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Curtis Jacob Spaulding.
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