Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis J. Patterson is a financial advisor with LPL Financial LLC and has been in the industry since May 2, 1971. Curtis has been registered with the state of Kansas since December 5, 2019 and has previously worked at Oppenheimer & Co. Inc., UBS Financial Services Inc., U.S. Bancorp Piper Jaffray Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Curtis holds the Series 7TO, SIE, PC, and Series 1 licenses. Curtis also has a Series 63 license. Curtis is currently registered in California, Georgia, Kansas, Minnesota, Missouri, Nevada, Texas, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
03/22/2021 - Present
LPL Financial LLC (PRAIRIE VILLAGE KS)
KS
11/30/2012 - 12/06/2019
OPPENHEIMER & CO. INC. (LEAWOOD KS)
MO
04/04/2000 - 12/11/2012
UBS FINANCIAL SERVICES INC. (KANSAS CITY MO)
MN
04/30/1990 - 04/17/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
04/11/1988 - 05/16/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/03/1971 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 05/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 08/10/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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