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Curtis Hobdy

Tradeup Securities, Inc.

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About Curtis Hobdy

Curtis Hobdy is a financial professional with over 17 years of experience in the industry. Curtis has held positions at several prominent firms, including Wedbush Securities Inc., Morgan Stanley, and Merrill Lynch. Curtis is currently registered with Tradeup Securities, Inc. and US Tiger Securities, Inc. in New York and New Jersey. Curtis holds several licenses including Series 3, 7, 55, 63 and SIE.

Firm Information

Curtis Hobdy is currently registered with Tradeup Securities, Inc.. Tradeup Securities, Inc. is a corporation formed on September 3, 1986. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Curtis Hobdy’s Registration & Firm History

NY

09/18/2023 - Present

Tradeup Securities, Inc. (NEW YORK NY)

NJ

07/09/2021 - 09/07/2023

WEDBUSH SECURITIES INC. (JERSEY CITY NJ)

NY

05/22/2014 - 03/12/2020

MORGAN STANLEY (PURCHASE NY)

NY

07/05/2012 - 05/27/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

11/01/2010 - 06/11/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/04/2005 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/03/2003 - 12/31/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/19/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2009

Series 3 - National Commodity Futures Examination

BC

Issued 12/24/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/01/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Curtis Hobdy. Review regulatory record here.
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