Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Godt is a financial professional with over 30 years of experience in the industry. Curtis has a broad range of experience working with clients of all types and sizes, including high-net-worth individuals, corporations, and institutional investors. Curtis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Curtis is also a registered investment advisor and holds the Series 7, 31, and 63 licenses. Curtis specializes in providing comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/23/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SACRAMENTO CA)
CA
03/08/2011 - 07/28/2011
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
10/01/2009 - 03/08/2011
EDWARD JONES (SACRAMENTO CA)
CA
07/03/2006 - 07/24/2009
WELLS FARGO INVESTMENTS, LLC (SACRAMENTO CA)
CA
12/05/1995 - 07/10/2006
PIPER JAFFRAY & CO. (SACRAMENTO CA)
CA
03/30/1995 - 10/02/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
05/13/1994 - 09/28/1995
FIRST INTERSTATE INVESTMENTS,INC.
NY
02/25/1993 - 01/28/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
03/21/1989 - 03/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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