Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Malone is a financial advisor with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Curtis has been a registered representative and investment advisor representative for over 10 years, and has extensive experience working with clients on a variety of financial matters. His expertise includes investment planning, retirement planning, and college savings planning. Curtis is committed to providing personalized financial guidance to help clients achieve their goals. He strives to understand each client's individual needs and circumstances in order to develop a tailored plan. Curtis is also a strong advocate for his clients and works hard to ensure their best interests are always represented. Prior to joining LPL Financial LLC, Curtis worked with CUNA Brokerage Services, Inc. and CUSO Financial Services, L.P. He holds Series 6, 7, 63, and 66 licenses and the SIE designation. Curtis is a member of the National Association of Insurance and Financial Advisors (NAIFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/26/2022 - Present
LPL Financial LLC (West Des Moines IA)
IA
03/18/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (West Des Moines IA)
IA
03/30/2015 - 03/01/2016
CUSO FINANCIAL SERVICES, L.P. (AMES IA)
IA
02/09/2012 - 03/24/2015
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
BOTH
Issued 01/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Curtis Malone is the right advisor for you? Invested Better is here to help.
