Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Eugene Shambaugh is a financial advisor with Cetera Investment Advisers LLC. Curtis Eugene Shambaugh has been in the financial industry since February 1997 and is currently registered with Cetera Investment Advisers LLC in Pennsylvania. Curtis Eugene Shambaugh has previously been registered with several firms including Bainbridge Securities Inc., Financial Network Investment Corporation, and T.H.E. Financial Group, LTD. Curtis Eugene Shambaugh has also passed several industry exams including the Series 6, Series 7, Series 62, Series 63, and the Series 65. Curtis Eugene Shambaugh offers a variety of services to his clients, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (PEACH BOTTOM PA)
PA
04/09/2004 - 12/03/2007
BAINBRIDGE SECURITIES INC. (QUARRYVILLE PA)
CA
05/01/2003 - 04/14/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
PA
02/03/2004 - 02/26/2004
BAINBRIDGE SECURITIES INC. (YARDLEY PA)
PA
07/17/2001 - 05/01/2003
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
NJ
02/06/1997 - 07/20/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 7/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/5/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 2/5/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Curtis Shambaugh is the right advisor for you? Invested Better is here to help.
