Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Eugene Shambaugh is a financial advisor with Cetera Investment Advisers LLC. Curtis has been in the financial services industry since 1997 and is registered in 9 states. Curtis' experience includes various insurance companies, insurance, and Financial Network Investment Corporation. Curtis holds a Series 6, 7, 62, and 63 licenses as well as the SIE and Series 65. In addition to being a financial advisor with Cetera, Curtis also runs his own business, Shambaugh Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (PEACH BOTTOM PA)
PA
04/09/2004 - 12/03/2007
BAINBRIDGE SECURITIES INC. (QUARRYVILLE PA)
CA
05/01/2003 - 04/14/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
PA
02/03/2004 - 02/26/2004
BAINBRIDGE SECURITIES INC. (YARDLEY PA)
PA
07/17/2001 - 05/01/2003
T.H.E. FINANCIAL GROUP, LTD (MECHANICSBURG PA)
NJ
02/06/1997 - 07/20/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/12/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2002
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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