Unclaimed
Curtis E Hughes is a financial advisor with Grove Point Advisors, LLC and has been in the industry since 2000. Curtis has experience working with individuals, high-net-worth individuals, businesses, pension plans, and charitable organizations. Curtis is a Registered Representative and Investment Advisor Representative and is licensed to provide financial advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/01/2021 - Present
Grove Point Advisors, LLC (Tustin CA)
CA
07/31/2013 - 01/09/2015
WADDELL & REED (COSTA MESA CA)
CA
02/24/2012 - 03/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
07/01/2011 - 02/07/2012
H. BECK, INC. (NEWPORT BEACH CA)
CA
01/05/2011 - 06/02/2011
WOODBURY FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
09/30/2004 - 01/10/2011
DIVERSIFIED SECURITIES, INCORPORATED (TUSTIN CA)
CA
03/20/2007 - 12/31/2010
H. BECK, INC. (SANTA ANA CA)
CA
11/07/2000 - 06/15/2004
DIVERSIFIED SECURITIES, INCORPORATED (SEAL BEACH CA)
NJ
05/09/2000 - 10/12/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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