Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Dene Viggers is a financial advisor currently registered with LPL Financial LLC in both California and Wisconsin. Curtis has been in the financial industry since 1995. Prior to joining LPL Financial LLC, Curtis was registered with J. Alden Associates, Inc., MML Investors Services, LLC, Centaurus Financial, Inc., USA Advanced Planners Inc., Retirement Capital Group Securities, Inc., and Hartford Equity Sales Company Inc. Curtis holds the Series 6, 7, 63 and 66 securities licenses, as well as the SIE. Curtis has worked at TruStage and DLG, LLC in the past. Curtis is a licensed agent with Cuna Mutual Group Executive Benefit Solutions, TruStage. Curtis is also licensed to sell non-variable insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/08/2024 - Present
LPL Financial LLC (MADISON WI)
PA
10/20/2016 - 10/11/2023
J. ALDEN ASSOCIATES, INC. (WAYNE PA)
CA
04/05/2011 - 11/11/2015
MML INVESTORS SERVICES, LLC (CLAREMONT CA)
CA
10/19/2010 - 02/03/2011
CENTAURUS FINANCIAL, INC. (CLAREMONT CA)
CA
06/24/2009 - 10/19/2010
USA ADVANCED PLANNERS INC. (PALM DESERT CA)
CA
09/01/2004 - 01/20/2009
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
MA
10/22/1998 - 07/21/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
10/26/1992 - 12/02/1997
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 12/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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