Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Clifton Cunningham is a financial professional with over 10 years of experience in the financial services industry. Curtis is currently registered with Capfinancial Securities, LLC and holds Series 6, 7, and 63 licenses. Prior to joining Capfinancial Securities, LLC, Curtis worked at Hatteras Capital and Wells Fargo Advisors, LLC. Curtis's professional experience includes working with clients in the Raleigh, NC area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/21/2015 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
04/13/2015 - 07/02/2015
HATTERAS CAPITAL (RALEIGH NC)
NC
06/28/2013 - 02/25/2015
WELLS FARGO ADVISORS, LLC (CARY NC)
BC
Issued 07/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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