linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Curtis Bernard Wiley

CWM, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Curtis? Claim Your Profile

About Curtis Bernard Wiley

Curtis Bernard Wiley is a financial advisor registered with CWM, LLC and is located in Houston, TX. Curtis has been in the financial industry for over 25 years, with prior experience at LPL FINANCIAL LLC, ALLSTATE FINANCIAL SERVICES, LLC, BB&T INVESTMENT SERVICES, INC., WELLS FARGO ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., COMPASS BROKERAGE, INC., and BANC ONE SECURITIES CORPORATION. Curtis is a licensed investment advisor representative in Texas.

Firm Information

Curtis Wiley is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor fees from other investment advisors

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Curtis Wiley’s Registration & Firm History

NE

06/03/2024 - Present

CWM, LLC (OMAHA NE)

TX

01/23/2019 - 08/08/2022

LPL FINANCIAL LLC (HOUSTON TX)

TX

08/11/2017 - 12/31/2018

ALLSTATE FINANCIAL SERVICES, LLC (The Woodlands TX)

TX

10/23/2015 - 06/09/2017

BB&T INVESTMENT SERVICES, INC. (HOUSTON TX)

TX

05/29/2015 - 09/25/2015

WELLS FARGO ADVISORS, LLC (HOUSTON TX)

TX

10/23/2009 - 11/21/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

TX

01/05/2007 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)

TX

05/06/2003 - 12/15/2006

COMPASS BROKERAGE, INC. (HOUSTON TX)

IL

10/26/1998 - 04/22/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

Not sure if Curtis Bernard Wiley is right for you?

Licenses & Designations

BOTH

Issued 06/17/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Curtis Bernard Wiley.
Not sure if Curtis Bernard Wiley is right for you?