Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Curtis? Claim Your ProfileCurtis Andrew Baker is a financial professional with over 18 years of experience in the industry. Curtis is currently registered with Capital Client Group, Inc. and holds a Series 6, 7TO, 24, 26, 63, and 82 license. Curtis is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
08/20/2009 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 09/04/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 08/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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