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Curtis Allen Wharton

J. W. Cole Advisors, Inc.

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About Curtis Allen Wharton

Curtis Wharton is an active Registered Representative and Investment Advisor Representative. Curtis is currently registered with J. W. Cole Advisors, Inc.. Curtis has been in the industry since March 1998. Curtis previously was associated with WOODBURY FINANCIAL SERVICES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Curtis has passed the Series 6, 7, 63, and 65 exams. Curtis holds the SIE designation.

Firm Information

Curtis Wharton is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Curtis Wharton’s Registration & Firm History

FL

05/06/2010 - Present

J. W. Cole Advisors, Inc. (TAMPA FL)

IL

04/24/2000 - 05/12/2010

WOODBURY FINANCIAL SERVICES, INC. (HERRIN IL)

MA

03/20/1998 - 05/02/2000

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/20/1998 - 05/02/2000

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/18/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Curtis Allen Wharton. Review regulatory record here.
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