Unclaimed
Curt Douglas Black is a financial advisor in Scottsdale, AZ with over 25 years of experience in the financial services industry. Curt has been registered with Raymond James Financial Services, Inc. since November 2008. Previously, Curt was registered with Wachovia Securities, LLC and A. G. Edwards & Sons, Inc. Curt is a Series 7, 9, 10, 63 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/07/2008 - Present
Raymond James Financial Services, Inc. (SCOTTSDALE AZ)
AZ
01/01/2008 - 11/12/2008
WACHOVIA SECURITIES, LLC (SCOTTSDALE AZ)
AZ
01/17/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SCOTTSDALE AZ)
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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