Unclaimed
Curt Ashmead Biddulph is a financial professional with over 26 years of experience in the industry. Curt is currently registered with Northern Trust Securities, Inc. in Newport Beach, CA. Prior to joining Northern Trust Securities, Inc., Curt was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC. and again with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Curt is licensed to offer securities and investment advice in Arizona, California, and Texas. Curt holds Series 3, 7, 63, and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/22/2022 - Present
Northern Trust Securities, Inc. (Newport Beach CA)
CA
10/23/2009 - 06/10/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
09/03/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
NY
05/10/1996 - 08/27/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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