Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Currim? Claim Your ProfileCurrim Valliani is a financial advisor with over 20 years of experience in the industry. Valliani is currently registered with Charles Schwab & CO., Inc. and has previously worked at TD AMERITRADE, INC. and FIDELITY BROKERAGE SERVICES LLC. Valliani holds several securities licenses, including Series 3, 7, 9, 10, 34, 63 and 66. Valliani is registered to provide investment advice in 53 states and the District of Columbia. Valliani is also a limited partner in Fallbrook Partners LP, a hotel ownership investment firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
05/24/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
12/05/2006 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
TX
07/19/2000 - 11/29/2006
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 02/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2021
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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