Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cuong? Claim Your ProfileCuong Tu Thuyen is an investment advisor representative at Independent Financial Group, LLC. Cuong Tu Thuyen has been in the industry since 2004 and is currently registered with the state of California. Cuong Tu Thuyen holds the Series 7 and Series 66 securities licenses and the SIE exam. Cuong Tu Thuyen also holds a life and health insurance license. Cuong Tu Thuyen is a member of the West San Gabriel Valley Association of Realtors and the Arcadia Association of Realtors. Cuong Tu Thuyen specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/23/2011 - Present
Independent Financial Group, LLC (Pasadena CA)
CA
08/19/2010 - 03/17/2011
MAM SECURITIES, LLC (SHERMAN OAKS CA)
CA
02/14/2007 - 10/15/2010
CAPWEST SECURITIES, INC. (SAN MARINO CA)
CA
08/23/2005 - 02/12/2007
UNITED SECURITIES ALLIANCE, INC. (SAN MARINO CA)
MA
09/22/2004 - 04/28/2005
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
CT
05/17/2004 - 07/15/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BOTH
Issued 04/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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