Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cuong? Claim Your ProfileCuong Le is a financial advisor with J.P. Morgan Securities LLC in GARDEN GROVE, CA. Cuong Le has been in the financial services industry since 2004. Cuong Le is registered with FINRA as a registered representative and holds the following licenses: Series 6, Series 7, Series 63, Series 66, and SIE. Cuong Le has previously worked with WAMU INVESTMENTS, INC., Chase Investment Services Corp., ESSEX NATIONAL SECURITIES, INC., UBS Financial Services Inc., and SunAmerica Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/13/2018 - Present
J.p. Morgan Securities LLC (GARDEN GROVE CA)
CA
10/01/2012 - 03/22/2017
J.P. MORGAN SECURITIES LLC (TUSTIN CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ORANGE CA)
CA
02/20/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (ORANGE CA)
CA
01/08/2004 - 10/24/2007
ESSEX NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NJ
11/13/2002 - 11/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
AZ
05/14/2002 - 10/15/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 12/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cuong Le is the right advisor for you? Invested Better is here to help.
