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Cung Quoc Thai

NI Advisors

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About Cung Quoc Thai

Cung Thai is a financial advisor with over 20 years of experience in the industry. Cung is registered with the state of California and is currently employed with Ni Advisors, a firm based in Milpitas, California. The firm is a registered investment advisor and provides financial planning and portfolio management services to individuals and businesses. Cung holds multiple securities licenses including the Series 6, Series 26, and Series 63.

Firm Information

Cung Thai is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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Cung Thai’s Registration & Firm History

CA

03/03/2009 - Present

NI Advisors (MILPITAS CA)

CA

02/02/2000 - 11/04/2008

ING FINANCIAL PARTNERS, INC. (DALY CITY CA)

NE

06/10/1998 - 01/09/2000

LSA SECURITIES, INC. (LINCOLN NE)

IL

04/09/1997 - 10/29/1998

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

CA

10/29/1996 - 03/18/1997

WHITEHALL-PARKER SECURITIES, INC. (SAN RAFAEL CA)

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Licenses & Designations

BC

Issued 11/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/25/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cung Quoc Thai.
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