Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cullen? Claim Your ProfileCullen Tarlac Williams is an Investment Advisor Representative at Capital Advisors, Inc.. Cullen has over 20 years of experience in the financial services industry. Cullen has been registered as an Investment Advisor Representative since 2021 and has passed a number of securities industry examinations, including Series 66, Series 3, Series 31, Series 7, and Series 10. Cullen specializes in providing financial planning, portfolio management for businesses, individuals, and investment companies, and selection of other advisors. Cullen has worked previously at J.P. Morgan Securities LLC, Scottrade, Inc., Charles Schwab & Co., Inc., and CyberTrader, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
07/13/2021 - Present
Capital Advisors, Inc. (TULSA OK)
TX
03/21/2018 - 06/08/2021
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
12/05/2013 - 03/08/2018
SCOTTRADE, INC. (AUSTIN TX)
TX
05/17/2007 - 06/10/2013
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
02/14/2000 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
NY
08/12/1999 - 02/22/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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