Unclaimed
Cullen Bowden is a financial advisor who has been in the industry since 2001. He is currently registered with BTIG, LLC, and has been with the firm since April 2, 2018. Cullen Bowden is a Series 7, Series 24, and Series 63 licensed individual. He is registered in 10 states including Texas, California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, and Pennsylvania. Prior to joining BTIG, LLC, Cullen Bowden was employed with REDI GLOBAL TECHNOLOGIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, TERRA NOVA FINANCIAL, LLC, RUSHTRADE SECURITIES, and FIDELITY BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/02/2018 - Present
Btig, LLC (DALLAS TX)
TX
05/01/2014 - 03/26/2018
REDI GLOBAL TECHNOLOGIES LLC (Carrollton TX)
TX
02/06/2009 - 05/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
04/17/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (FRISCO TX)
NY
10/25/2006 - 03/22/2007
TERRA NOVA FINANCIAL, LLC (NEW YORK NY)
TX
01/06/2003 - 03/22/2007
RUSHTRADE SECURITIES (DALLAS TX)
RI
03/22/2001 - 01/13/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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