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Cullen Gillespie Graves

Baron Capital, Inc.

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About Cullen Gillespie Graves

Cullen Gillespie Graves is a financial advisor who has been in the industry since 2015. Cullen is currently registered with Baron Capital, Inc. and is licensed to provide investment advice in all 50 states. Prior to joining Baron Capital, Cullen worked at Morgan Stanley and Waddell & Reed. Cullen holds the Series 7, SIE, and Series 66 licenses.

Firm Information

Cullen Graves is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cullen Graves’s Registration & Firm History

NY

11/30/2018 - Present

Baron Capital, Inc. (NEW YORK NY)

GA

05/23/2016 - 10/04/2018

MORGAN STANLEY (ATLANTA GA)

GA

09/24/2015 - 04/07/2016

WADDELL & REED (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 11/12/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/24/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cullen Gillespie Graves.
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