Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Crystal? Claim Your ProfileCrystal Yon Smith is a financial professional with over 20 years of experience in the industry. Crystal is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Crystal has held previous roles with WELLS FARGO ADVISORS, LLC, COLONIAL BROKERAGE, INC., A. G. EDWARDS & SONS, INC., and MORGAN KEEGAN & COMPANY, INC. Crystal has experience with a range of clients including high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Crystal is a Series 7 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/04/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MONTGOMERY AL)
AL
04/22/2010 - 10/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
AL
04/21/2006 - 03/30/2010
WELLS FARGO ADVISORS, LLC (WETUMPKA AL)
AL
12/03/2003 - 09/22/2005
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
MO
07/17/2001 - 12/12/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TN
01/01/2001 - 07/13/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 09/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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