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Crystal Nicole Nauman

Empower Financial Services, Inc.

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About Crystal Nicole Nauman

Crystal Nauman is a financial professional with over 10 years of experience in the financial services industry. Crystal has been registered with Empower Financial Services, Inc. since April 2022. Prior to that, Crystal was associated with Prudential Investment Management Services LLC from February 2011 to April 2022. Crystal holds Series 6, 63, and SIE licenses.

Firm Information

Crystal Nauman is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Crystal Nauman’s Registration & Firm History

MA

04/04/2022 - Present

Empower Financial Services, Inc. (Boston MA)

IA

10/16/2020 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)

IA

02/01/2011 - 06/12/2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)

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Licenses & Designations

BC

Issued 11/06/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/31/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Crystal Nicole Nauman.
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