Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Crystal? Claim Your ProfileCrystal Warren is a financial advisor with Raymond James & Associates, Inc. in ST LOUIS, MO. Crystal has been in the industry since 1982 and has a wide range of experience in various financial services firms. Crystal has held positions in several firms including Securian Financial Services, Inc., Princor Financial Services Corporation, ABN AMRO Distribution Services (USA), Inc., PFPC Distributors, Inc., Aetna Investment Services, Inc., and Transamerica Securities Sales Corporation. Crystal holds Series 6, 7, 26, 63, and 66 licenses, and she is registered in multiple states including California, Illinois, Minnesota, Missouri, and Ohio. Crystal is committed to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/16/2011 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
05/15/2007 - 05/17/2011
SECURIAN FINANCIAL SERVICES, INC. (CLAYTON MO)
MO
05/26/2005 - 04/20/2007
PRINCOR FINANCIAL SERVICES CORPORATION (CHESTERFIELD MO)
ME
01/02/2002 - 01/10/2005
ABN AMRO DISTRIBUTION SERVICES (USA), INC. (PORTLAND ME)
ME
05/06/1999 - 01/02/2002
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
CT
01/23/1994 - 04/19/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CA
03/06/1987 - 12/03/1993
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
09/16/1981 - 12/19/1988
TRANSAMERICA FINANCIAL RESOURCES, INC.
BOTH
Issued 08/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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