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Crystal Faith Goodwin

Northwestern Mutual Investment Services, LLC

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About Crystal Faith Goodwin

Crystal Goodwin is a registered representative with Northwestern Mutual Investment Services, LLC. Crystal has been in the securities industry since 2000. Crystal is registered to provide securities and investment advisory services in Illinois, Kansas, and Missouri. Crystal is also a registered representative with MWA Financial Services Inc. and Pruco Securities, LLC.

Firm Information

Crystal Goodwin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1307 NORTH MT. AUBURN ROAD

CPE GIRARDEAU, MO 63701

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Crystal Goodwin’s Registration & Firm History

MO

10/11/2011 - Present

Northwestern Mutual Investment Services, LLC (CPE GIRARDEAU MO)

MO

09/20/2010 - 08/11/2011

MWA FINANCIAL SERVICES INC. (CAPE GIRARDEAU MO)

MO

01/25/2000 - 01/22/2010

PRUCO SECURITIES, LLC. (CAPE GIRARDEAU MO)

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Licenses & Designations

IA

Issued 1/7/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Crystal Faith Goodwin.
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