Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Crystal? Claim Your ProfileCrystal Dawn Retterath is a financial professional with over 17 years of experience in the industry. Crystal currently works as a registered representative for RBC Capital Markets, LLC, and is licensed to provide investment advice in Nevada. Previously, Crystal worked for Deutsche Bank Securities Inc. and Thomas Weisel Partners LLC in California. Crystal holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. Crystal is also registered in a variety of states across the U.S. Crystal specializes in working with individuals, corporations, and other businesses to provide investment advice and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
04/07/2021 - Present
RBC Capital Markets, LLC (RENO NV)
CA
02/23/2005 - 10/09/2006
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
07/20/2004 - 02/22/2005
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
BOTH
Issued 03/30/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Crystal Retterath is the right advisor for you? Invested Better is here to help.
