Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Critt? Claim Your ProfileCritt Walton has been in the financial services industry since September 1997. Critt Walton is a Registered Representative of RBC Capital Markets, LLC and an Investment Advisor Representative of RBC Capital Markets, LLC. Critt Walton is currently registered in the state of Texas and has previously been registered in the state of Minnesota, Florida, Louisiana, New Mexico, Kansas, Missouri, and Colorado. Critt Walton has been registered with Raymond James Financial Services, Inc., J.P. Morgan Securities LLC, and Ameriprise Financial Services, Inc. Critt Walton holds the Series 63, Series 7, and SIE licenses and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
08/24/2023 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
05/05/2015 - 09/11/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (SUGAR LAND TX)
TX
04/16/2013 - 05/12/2015
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
09/03/1997 - 03/22/2013
AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)
MN
09/03/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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