Unclaimed
Cristy Pugliese is a registered representative with Bofa Securities, Inc. Cristy has been in the financial services industry since March 5, 2009. Cristy is licensed to sell investment company products and variable contracts. Cristy has passed the Securities Industry Essentials Examination (SIE) and the Series 6 Examination. Cristy is located in New York, NY, and has previously been employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
10/13/2022 - Present
Bofa Securities, Inc. (NEW YORK NY)
FL
03/05/2009 - 10/13/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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