Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristobal? Claim Your ProfileCristobal Cantu is a financial advisor at UBS Financial Services Inc. Cristobal has been in the industry since October 3, 2012. Cristobal is a registered representative in Texas, and Cristobal also holds the Series 3, 7, 63 and 66 licenses. Cristobal has previously worked at Western International Securities, Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Cristobal is a financial advisor who specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Cristobal also provides market timing services, publication of periodicals, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/05/2019 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
12/04/2014 - 04/12/2016
WESTERN INTERNATIONAL SECURITIES, INC. (HOUSTON TX)
TX
06/01/2009 - 08/19/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BOTH
Issued 03/05/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cristobal Cantu is the right advisor for you? Invested Better is here to help.
