Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristobal? Claim Your ProfileCristobal Antonio Garcia is a financial professional with over 20 years of experience in the securities industry. Cristobal is currently registered with Mizuho Securities USA LLC and holds a Series 7, Series 3, Series 55, Series 63, and Series 7TO license. Cristobal previously worked at Citigroup Global Markets Inc. where they held a Series 7 and Series 3 license. Cristobal has a broad base of knowledge and experience in financial markets and can offer a variety of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/03/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/02/2001 - 05/08/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 04/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/11/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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