Unclaimed
Cristine Nichols is a financial professional with over 18 years of experience in the financial industry. Cristine has held positions with both M.S. Howell & Co. and Charles Schwab & Co., Inc. Cristine is currently a registered representative with Charles Schwab & Co., Inc., and is licensed to sell securities in Arizona. Cristine's experience spans across a range of financial services, including investment advisory services and financial planning. She has passed several industry exams, including the Series 7, Series 9, Series 10, and Series 63 exams. Cristine specializes in a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
06/23/2008 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
04/09/2004 - 01/19/2007
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
BC
Issued 04/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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