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Cristina Sala Pena

Safra Securities LLC

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About Cristina Sala Pena

Cristina Sala Pena is a registered representative with Safra Securities LLC in New York, NY. Cristina has been in the industry since January 7, 2013, with previous experience at BBVA Securities Inc. and J.P. Morgan Securities LLC. Cristina has passed the Securities Industry Essentials Examination and the Operations Professional Examination.

Firm Information

Cristina Pena is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cristina Pena’s Registration & Firm History

NY

10/25/2021 - Present

Safra Securities LLC (NEW YORK NY)

NY

05/09/2019 - 10/19/2021

BBVA SECURITIES INC. (NEW YORK NY)

NY

07/17/2012 - 11/20/2018

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cristina Sala Pena.
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