Unclaimed
Cristina Roberts is a financial professional with over 10 years of experience in the industry. Cristina is currently registered with Wells Fargo Securities, LLC and has been with the firm since April 2018. Prior to that, Cristina was employed by BNP Paribas Securities Corp. in New York, NY from August 2011 to January 2018. Cristina holds a Series 63, Series 24, Series 99TO, SIE, and Series 79. Cristina is licensed in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/03/2018 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
NY
08/25/2011 - 01/08/2018
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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