Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristina? Claim Your ProfileCristina Rey is a financial advisor with UBS Financial Services Inc. located in Miami, FL. Cristina has been in the financial services industry since 2003. Cristina is a registered representative and investment advisor representative. Cristina has her Series 7, 9, 10 and SIE licenses as well as her Florida and New York state licenses. Cristina has previously worked at Morgan Stanley Smith Barney, UBS International Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/05/2012 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
06/11/2012 - 09/05/2012
MORGAN STANLEY SMITH BARNEY (CORAL GABLES FL)
FL
01/01/2010 - 06/04/2012
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
12/15/2009 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
FL
03/28/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
NY
12/13/2005 - 03/04/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
GA
07/07/2005 - 09/27/2005
CAPITAL INVESTMENT SERVICES, INC. (LAWRENCEVILLE GA)
FL
04/13/2005 - 07/07/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
03/12/2004 - 04/06/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/18/2002 - 01/27/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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