Unclaimed
Cristina Curiale is a financial advisor with Raymond James & Associates, Inc. Cristina has been in the financial industry since 2013 and holds both Series 7 and Series 66 licenses. Cristina has experience working with clients at UBS Financial Services Inc. and AXA Advisors, LLC. Cristina is a Certified Financial Planner and has a strong background in financial planning, portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/03/2020 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
NJ
04/07/2016 - 01/14/2020
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
01/01/2014 - 04/06/2016
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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