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Cristie Ann Sams

Mutual OF America Securities LLC

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About Cristie Ann Sams

Cristie Ann Sams has been in the financial services industry since February 2002. Cristie is currently registered with Mutual Of America Securities LLC and is located in Boca Raton, FL. Previously, Cristie was registered with Mutual of America Life Insurance Company.

Firm Information

Cristie Sams is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cristie Sams’s Registration & Firm History

FL

11/13/2018 - Present

Mutual OF America Securities LLC (Boca Raton FL)

FL

02/04/2002 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Boca Raton FL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cristie Ann Sams.
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