Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristiano? Claim Your ProfileCristiano Ramponi serrao is a financial professional with over 8 years of experience in the industry. Cristiano is currently registered with Tradition Securities and Derivatives LLC in New York, NY. Cristiano has previously worked for XP INVESTMENTS US, LLC and BARCLAYS CAPITAL INC. in New York, NY. Cristiano holds the Series 3, Series 7, Series 24, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/02/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/20/2019 - 04/04/2023
XP INVESTMENTS US, LLC (New York NY)
NY
04/22/2015 - 05/23/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 02/01/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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