Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristian? Claim Your ProfileCristian Lopez is a financial advisor with LPL Financial LLC, located in Santa Ana, California. Cristian has been in the financial services industry since September 10, 2012. Cristian is a registered representative with FINRA and the state of California, and is also a registered investment advisor. Cristian holds the Series 6, Series 63, and Series 65 licenses. Cristian also holds the SIE certification. Cristian provides investment advisory services to individuals, businesses, and retirement plans. Prior to joining LPL Financial LLC, Cristian was affiliated with CUNA Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/18/2022 - Present
LPL Financial LLC (SANTA ANA CA)
CA
09/11/2012 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TUSTIN CA)
IA
Issued 10/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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