Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristen? Claim Your ProfileCristen Moore is a financial advisor with over 29 years of experience in the financial services industry. Cristen is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2003. Cristen previously worked at Prudential Securities Incorporated and American Finance Group Securities Corp.. Cristen has a wide range of experience, including working with high-net-worth individuals, corporations, and institutions. Cristen is also registered as an Investment Advisor Representative in Texas. Cristen holds the Series 7, 22, 63 and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
NY
07/18/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
11/29/1993 - 06/03/1994
AMERICAN FINANCE GROUP SECURITIES CORP. (BOSTON MA)
IA
Issued 09/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1993
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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