Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cristen? Claim Your ProfileCristen Morgan has been in the financial services industry since 2001. Cristen Morgan is currently registered with Cambridge Investment Research Advisors, Inc. in both North Carolina and Georgia. Cristen Morgan has held past registrations with Signator Investors, Inc., Transamerica Financial Advisors, Inc, Securities America, Inc., Raymond James Financial Services, Inc., and Legg Mason Wood Walker, Incorporated. Cristen Morgan has passed the Series 66, Series 7, Series 6TO and SIE exams. Cristen Morgan is a licensed insurance agent and owns a single owner LLC to purchase real estate. Cristen Morgan is a board member of The Hope House Foundation. Cristen Morgan specializes in providing financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
11/08/2016 - Present
Cambridge Investment Research Advisors, Inc. (Cornelius NC)
NC
05/13/2016 - 11/21/2016
SIGNATOR INVESTORS, INC. (CORNELIUS NC)
NC
04/04/2007 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (CORNELIUS NC)
NC
11/17/2003 - 04/03/2007
SECURITIES AMERICA, INC. (CORNELIUS NC)
FL
02/05/2003 - 11/19/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MD
09/25/2001 - 01/30/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 11/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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