Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cris? Claim Your ProfileCris Walter Tuft is a financial advisor with over 40 years of experience in the industry. Cris Walter Tuft is currently registered with LPL Financial LLC and has been with the firm since July 1999. Previously, Cris Walter Tuft worked with ROYAL ALLIANCE ASSOCIATES, INC., EQUICO SECURITIES, INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES and INTEGRATED RESOURCES EQUITY CORPORATION. Cris Walter Tuft holds several licenses and certifications including Series 63, Series 24, SIE, Series 7, and Series 1. Cris Walter Tuft specializes in providing financial planning, pension consulting, and portfolio management for both individuals and businesses. Cris Walter Tuft works out of the Englewood, CO branch office of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/27/1999 - Present
LPL Financial LLC (ENGLEWOOD CO)
AZ
11/19/1989 - 07/15/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
10/20/1980 - 06/18/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/17/1976 - 06/18/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
07/21/1983 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 05/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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