Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cris? Claim Your ProfileCris Serrato Giron is an investment professional with over 24 years of experience. Cris is registered with LPL Financial LLC as a broker and investment advisor representative. Cris has a Series 6, Series 26, Series 63 and Series 65 license. Cris has been with LPL Financial LLC since November 2022. Prior to LPL Financial LLC, Cris worked at VOYA FINANCIAL ADVISORS, INC. and ING FINANCIAL ADVISERS, LLC. Cris provides services to individuals, corporations, high net worth individuals, pension and profit sharing plans, charitable organizations and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
11/03/2022 - Present
LPL Financial LLC (ALBUQUERQUE NM)
NM
01/03/2011 - 11/03/2022
VOYA FINANCIAL ADVISORS, INC. (ALBUQUERQUE NM)
NM
06/30/2004 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (ALBUQUERQUE NM)
CT
08/21/1998 - 06/30/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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