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Cris Alvarez

Northwestern Mutual Investment Services, LLC

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About Cris Alvarez

Cris Alvarez is a financial advisor who has been working in the financial industry since 2008. Cris is currently registered with Northwestern Mutual Investment Services, LLC in West Des Moines, Iowa. Cris has been registered with this firm since April 2024. Before joining Northwestern Mutual Investment Services, LLC, Cris was affiliated with Cambridge Investment Research, Inc. in Fairfield, Iowa, and First Allied Securities, Inc. in San Diego, California. Cris holds the Series 3, 4, 7, 24, 52TO, 53, and 66 licenses.

Firm Information

Cris Alvarez is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Cris Alvarez’s Registration & Firm History

IA

04/09/2024 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

IA

07/07/2014 - 05/15/2023

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

CA

01/25/2006 - 01/10/2013

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 02/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/27/2007

Series 4 - Registered Options Principal Examination

BC

Issued 04/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/23/2003

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cris Alvarez.
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