Unclaimed
Creg Maher is a financial advisor with Wells Fargo Securities, LLC, a firm with a national reach and offices in New York, NY. Creg is a well-seasoned advisor with over 15 years of experience in the financial industry. Creg holds a variety of licenses including Series 63, Series 7, Series 24, Series 26, Series 39, and Series 55. Creg holds licenses for various investment products including Municipal Securities, Direct Participation Programs, Investment Company Products, and Variable Contracts. Creg is registered in New York and New Jersey. Creg previously worked at J.P. Morgan Securities LLC and World Equity Group, Inc. Creg is highly experienced and qualified to help clients meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2022 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/09/2010 - 04/29/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/22/2009 - 08/12/2010
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
09/10/2007 - 05/28/2009
J.P. MORGAN SECURITIES INC. (BROOKLYN NY)
NY
09/20/2006 - 10/31/2006
WORLD EQUITY GROUP, INC. (GARDEN CITY NY)
BC
Issued 09/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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