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Creg Maher

Wells Fargo Securities, LLC

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About Creg Maher

Creg Maher is a financial advisor with Wells Fargo Securities, LLC, a firm with a national reach and offices in New York, NY. Creg is a well-seasoned advisor with over 15 years of experience in the financial industry. Creg holds a variety of licenses including Series 63, Series 7, Series 24, Series 26, Series 39, and Series 55. Creg holds licenses for various investment products including Municipal Securities, Direct Participation Programs, Investment Company Products, and Variable Contracts. Creg is registered in New York and New Jersey. Creg previously worked at J.P. Morgan Securities LLC and World Equity Group, Inc. Creg is highly experienced and qualified to help clients meet their financial goals.

Firm Information

Creg Maher is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Creg Maher’s Registration & Firm History

NY

05/25/2022 - Present

Wells Fargo Securities, LLC (New York NY)

NY

08/09/2010 - 04/29/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/22/2009 - 08/12/2010

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

09/10/2007 - 05/28/2009

J.P. MORGAN SECURITIES INC. (BROOKLYN NY)

NY

09/20/2006 - 10/31/2006

WORLD EQUITY GROUP, INC. (GARDEN CITY NY)

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Licenses & Designations

BC

Issued 09/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/23/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Creg Maher.
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