Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cray? Claim Your ProfileCray Randal Martin is an investment advisor representative at UBS Financial Services Inc. Cray is registered to offer investment advice in several states, including Texas, Florida, and New York. Cray has over 25 years of experience in the financial services industry. Cray has passed numerous securities exams, including the Series 65, 63, and 7 exams. Cray also holds the SIE and Series 3 licenses. Cray has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Cray's specialties include providing financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
07/02/1998 - Present
UBS Financial Services Inc. (HOUSTON TX)
NY
06/13/1996 - 07/10/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/18/1993 - 01/16/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/21/1993 - 11/26/1993
F.N. WOLF & CO., INC.
IA
Issued 01/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1993
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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