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Craven Elkins Lowe

Northwestern Mutual Investment Services, LLC

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About Craven Elkins Lowe

Craven Lowe has been active in the financial industry since March 2007. Craven is currently registered with Northwestern Mutual Investment Services, LLC in Durham, North Carolina. Craven has experience with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Verity Investments, Inc., and Intercarolina Financial Services, Inc. Craven is a Series 6, 7, 22, 31, 63, and 65 licensed professional.

Firm Information

Craven Lowe is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Craven Lowe’s Registration & Firm History

NC

11/14/2023 - Present

Northwestern Mutual Investment Services, LLC (DURHAM NC)

NC

10/21/2013 - 10/10/2023

INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)

NC

06/18/2010 - 10/16/2013

VERITY INVESTMENTS, INC. (DURHAM NC)

NC

05/01/2008 - 06/21/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)

NC

01/24/2007 - 04/16/2008

VERITY INVESTMENTS, INC. (DURHAM NC)

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Licenses & Designations

IA

Issued 02/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 06/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/30/2007

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 01/23/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Craven Elkins Lowe.
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