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Craig Young

Axos Clearing LLC

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About Craig Young

Craig Young is a financial advisor with over 15 years of experience in the industry. Craig has a strong background in the securities industry with previous experience at TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Currently, Craig is registered with Axos Clearing LLC in Omaha, Nebraska. Craig is a Series 7, Series 24 and Series 63 licensed professional. He is also licensed to sell securities in Nebraska.

Firm Information

Craig Young is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Craig Young’s Registration & Firm History

NE

05/28/2021 - Present

Axos Clearing LLC (Omaha NE)

NE

01/24/2008 - 01/06/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

08/03/2007 - 01/24/2008

TD AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BC

Issued 08/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Craig Young.
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